regulation


MiFID II Rules Draining SMID-cap Stock Liquidity

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MiFID II has reduced liquidity and demand for small and mid-cap stocks, a new report has revealed. Read more

European Asset Managers Urge ESMA To Find Solution To Dual-listing Conundrum Amid Hard-Brexit Fears

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European fund managers have called on the European Securities and Markets Authority (ESMA) to find a means to allow the... Read more

Outside The Box: The Evidence Is In: Stocks Are In A Bull Trap

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The stock market today mirrors the years 2000 and 2007, when prices peaked. Read more

Vitaliy Katsenelson's Contrarian Edge: Drug Distributors Stocks Are Caught In The Middle Of The Opioid Epidemic

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Drug distribution companies don’t make or prescribe medicine, writes Vitaliy Katsenelson. Read more

Top Ten: Weekend Roundup: Facebook Comeback Of 2019 | Kevin OLeary And Your Debt | AMDs Bright And Sunny Outlook

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Also, an enthusiastic look at trade with China from Boeing’s CEO and a very surprising jobs report. Read more

People Complain About Waiting 3 Hours On IRS Hotline — How To Get Answers For Free

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In some cases, you just need your tax documents and blank forms. Read more

The Fed: Fed To Stress Patience And That Means No Interest-rate Move Until At Least June

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The Federal Reserve next week will stress patience and that means no interest-rate move until at least June. Read more

Capitol Report: Meet The Lawyers Who Pivoted From Defending DUIs To Advising Initial Coin Offerings

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Two young Texas lawyers pivoted from DUI defense to the busiest lawyers in 2018 in the global game of filing SEC-sancti... Read more

What Impact Will Blockchain Have On The Asset And Wealth Management Industry?

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Blockchain technology has been gaining popularity in certain areas of the financial services industry in recent years, ... Read more

How Federal-government Workers Should Approach Their Shutdown Debt

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Many banks and credit unions offered no- or low-interest loans — and now workers will need to pay them off. Read more

Top Ten: Weekend Roundup: A Federal Wealth Tax | Are Trumps Tax Cuts Really Working? | Tax-season Tips

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Also, the risks of trading options and two ways to fix your finances. Read more

Investment Association Weighs Retail Product Labels For SRI Funds

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The Investment Association (IA) is consulting on proposals which would see retail investors provided with product label... Read more

Leveraged Loans Are In Uncharted Territory And Thats A Big Risk, Moodys Says

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The quality of protections built into the terms of North American leveraged loans weakened to their worst ever level in ... Read more

As Ray Dalio Weighs In On Ocasio-Cortezs 70% Tax Proposal, Heres What Some Critics Got Wrong About It

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‘If this 70% tax bracket only applies to earned income, then it’s only going to hit a very small slice of people who... Read more

Dont Make This One Social Security Blunder

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You’ll throw away a lot of money for no reason. Read more

Mark Hulbert: How Likely Is It That Social Security Will Go Broke?

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Social Security expert Andy Landis provides a reality check. Read more

Love & Money: How Unpaid Federal Workers Can Recover Their Family Finances After The Shutdown

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‘You don’t plan on your government creating the emergency.’ —Sunny Blaylock, mother of two in Arlington, Va. ... Read more

4 Ways The Government Shutdown Is Hurting The Finances Of Furloughed Workers

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A partially closed government has the potential to affect nearly every facet of American lifestyles. Read more

Fannie Mae And Freddie Mac Regulator Discussing Plan To End Conservatorship

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The acting director of the Federal Housing Finance Agency has told the agency’s employees that the regulator will anno... Read more

Mark Hulbert: Why Retirees Shouldnt Fear A Bear Market

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Bear markets don’t have to be devastating. Read more