SEC
SEC Secretly Investigated NFT Developer Dapper Labs In 2023
Crypto - Published date: .
The SEC secretly investigated Dapper Labs in September but closed the case in December 2023 Read more
SEC Serves Wells Notice To Uniswap
Crypto - Published date: .
Defi exchange Uniswap has received a warning of an impending enforcement action enacted by the U.S. SEC. Read more
SECs Grewal Criticizes Crypto Industrys Noncompliance
Crypto - Published date: .
U.S. SEC Enforcement Director Gurbir Grewal condemned the crypto industry for its "significant lack of compliance." Read more
SEC Adopts New Clearing Rules In $26bn US Treasury Market Overhaul
Markets - Published date: .
The Securities and Exchange Commission has adopted rule changes to reduce system-wide risks in the $26bn US Treasury m... Read more
FCA Turns Attention To Private Market Valuations
Markets - Published date: .
This month the UK’s financial regulator, the Financial Conduct Authority, said at its annual public meeting (October... Read more
US SEC Unveils ESG Labelling Rules For Mutual Funds
Markets - Published date: .
The US Securities and Exchange Commission has published enhanced rules to clamp down on the misleading labelling of ES... Read more
US Portfolio Manager Clare Hart To Retire From JP Morgan AM
Markets - Published date: .
JP Morgan Asset Management’s Clare Hart is set to retire next September, according to a US Securities and Exchange C... Read more
US Private Fund Industry Bodies Sue SEC Over New Disclosure Rules
Markets - Published date: .
A coalition of six US trade bodies representing hedge funds and private markets firms have filed a suit against the Se... Read more
LSEG Plans Launch Of Blockchain-based Digital Assets Business
Markets - Published date: .
The London Stock Exchange Group is reportedly in the process of developing a new digital markets business, which would... Read more
Trio Of Reforms Including Review Of Short-selling Rules Welcomed By Industry
Markets - Published date: .
Chancellor of the Exchequer Jeremy Hunt has introduced a “sweeping package of UK regulatory reforms” following his... Read more
Binance Sued By SEC Over 'variety Of Securities Law Violations'
Markets - Published date: .
The Securities and Exchange Commission has sued crypto exchange Binance over a litany of securities law violations, al... Read more
US Investor Baron Capital Slashes Swiggy's Valuation By 34% To $7.1 Bn
Banking - Published date: .
In January last year, Swiggy raised $700 million in a funding round that was led by Invesco and saw participation from a... Read more
Infosys Announces Appointment Of Shaji Mathew As Group Head Of HR
Banking - Published date: .
Is also designated as executive officer for reporting under SEC rules and Key Managerial Personnel as defined under IndA... Read more
Alternative Data Is Investors' Ally Against Volatile Markets
Markets - Published date: .
The current economic situation is turbulent for investors, to say the least. From the threat of a looming recession, t... Read more
Judge Rules Musk's Tweets Over Taking Tesla Private Were False, Investors Say
Breaking - Published date: .
Musk is trying to nullify his settlement with the SEC, accusing the agency of harassing him with investigations. Read more
Musk Says U.S. SEC 'bastards' Forced Settlement Over Tesla Tweets
Breaking - Published date: .
Musk said he felt forced to settle with the SEC because banks threatened to cease providing capital if he did not do so Read more
Elon Musk Aims To End Controls On His Tesla Tweets
Breaking - Published date: .
His team accuses the SEC of "relentlessly" investigating the boss's tweets over the past four years. Read more
Elon Musk Probed In US Over Stock Trades: Report
Breaking - Published date: .
The richest man in the world is already in open conflict with the SEC because of a 2018 tweet Read more
Elon Musk Sells $1.1 Billion In Tesla Shares
Breaking - Published date: .
Musk still holds more than 170 million Tesla shares, according to the SEC documents, worth a total of $183 billion Read more
Under Armour To Pay $9 Mn To Settle Charges Of Revenue Misdirection
Breaking - Published date: .
Under Armour also agreed to "other non-monetary settlement terms," without elaborating. Read more