regulation
Financial Services Regulatory Pressure Grows With ESG Rules The Main Culprit
Markets - Published date: .
Pressure on the financial services sector continues to increase as ESG and sustainable finance requirements up the ant... Read more
US SEC Unveils ESG Labelling Rules For Mutual Funds
Markets - Published date: .
The US Securities and Exchange Commission has published enhanced rules to clamp down on the misleading labelling of ES... Read more
EU Review Of SFDR 'welcomed' By Industry Despite Potential 'frustration'
Markets - Published date: .
The European Commission’s widespread review of SFDR has been embraced by the industry, despite signs of irritation a... Read more
Deep Dive: Consumer Duty Is 'forcing' DFMs And Asset Managers To Justify Value And Costs
Markets - Published date: .
The Consumer Duty's implementation has meant all players in the distribution supply chain have had to review and adapt... Read more
EU Regulators 'look To Future' Of SFDR Application In Financial Services With In-depth Questionnaire
Markets - Published date: .
The European Commission has opened an extensive review into how SFDR has been implemented in financial services since ... Read more
Why SFDR Reporting On Adverse Impact Is A Win-win
Markets - Published date: .
Investing in ‘sustainable’ investments or those deemed to be ESG-screened is not a one-way street. Read more
US Private Fund Industry Bodies Sue SEC Over New Disclosure Rules
Markets - Published date: .
A coalition of six US trade bodies representing hedge funds and private markets firms have filed a suit against the Se... Read more
US Court Rules SEC Improperly Rejected Bitcoin Spot ETF
Markets - Published date: .
A DC court has ruled that the US Securities and Exchange Commission improperly rejected an attempt by crypto asset man... Read more
Entire RICS Standards And Regulation Board Quits En Masse
Markets - Published date: .
All members of the Royal Institution of Chartered Surveyors standards and regulation board (SRB) have tendered their r... Read more
Binance Sued By SEC Over 'variety Of Securities Law Violations'
Markets - Published date: .
The Securities and Exchange Commission has sued crypto exchange Binance over a litany of securities law violations, al... Read more
International Regulatory Group Unveils First Set Of Global Rules For Crypto Industry
Markets - Published date: .
The International Organisation of Securities Commissions (IOSCO) has proposed the first set of global rules for the cr... Read more
Schroders Capital Gains FCA Approval For Renewables And Energy Transition LTAF
Markets - Published date: .
Schroders Capital has received regulatory approval from the FCA to launch its second Long-Term Asset Fund, dedicated t... Read more
Schroders To Launch UK's First LTAF Following FCA Approval
Markets - Published date: .
The Financial Conduct Authority has authorised Schroders Capital to launch the first Long Term Asset fund (LTAF). Read more
FCA Opens Enforcement Investigation Into LME Nickel Trading Suspension
Markets - Published date: .
The Financial Conduct Authority has opened an enforcement investigation into the London Stock Exchange’s (LME) suspe... Read more
Digital Pound Could Launch Within Ten Years Under Treasury And BoE Plans
Markets - Published date: .
Plans for a digital UK currency are being considered by the Treasury and Bank of England under a consultation launched... Read more
Binance To MPs: Crypto Players Must Educate Watchdogs To Regulate
Markets - Published date: .
Cryptocurrency firms must make information about their market simpler for investors, and a “collective effort” is ... Read more
Deep Dive: Private Markets Take Steps Towards The 'mainstreaming' Of ESG
Markets - Published date: .
As appetite for private markets grows, so does the demand for ESG solutions in the space. However, the lack of standar... Read more
EToro: It's Time To Regulate Crypto - Here's How To Do It
Markets - Published date: .
The Financial Services and Markets Bill is due to receive its first reading in the coming weeks. Once it begins to mak... Read more
Shorting For ESG: Could Liquid Alternatives Be Part Of The Next Wave Of Responsible Investments?
Markets - Published date: .
Shorting has not traditionally been thought of as a robust way to meet ESG objectives, with popular methods tending to... Read more
