regulation
FCA Sets Out Proposals To Increase Liquidity Requirements For Money Market Funds
Markets - Published date: .
The Financial Conduct Authority has set out plans to significantly increase the liquidity requirements of money market... Read more
Central Bank Of Ireland Imposes Its First Ever Fine On An Investment Fund
Markets - Published date: .
The Central Bank of Ireland has imposed its first ever monetary penalty on an investment fund with a fine of €192,50... Read more
FCA Sets Out Temporary Measures To Address Investment Trust Cost Disclosure Concerns
Markets - Published date: .
The Financial Conduct Authority will allow investment trusts and any funds invested in these vehicles to provide a bre... Read more
Harcus Parker Accuses FCA Of 'inaccurate Summary' Regarding Potential Third Party Woodford Claims
Markets - Published date: .
Harcus Parker, a law firm representing around 7,500 investors in the former Woodford Equity Income fund, has accused t... Read more
Divergence In Consumer Duty Application Could Push Asset Managers Out Of UK Retail Market
Markets - Published date: .
The Financial Conduct Authority’s Consumer Duty could risk forcing asset management firms to pull UK retail products... Read more
London Metal Exchange Wins Legal Case Against Nickel Trading Suspension
Markets - Published date: .
A court has ruled in favour of the London Metal Exchange after a legal case was brought against it for suspending the ... Read more
Allfunds Receives UK Regulatory Authorisation
Markets - Published date: .
Allfunds has been authorised to operate as a Third Country Branch in the UK, bringing the platform under the dual regu... Read more
Government Directs Competition And Markets Authority To Increase Focus On Economic Growth
Markets - Published date: .
The UK Competition and Markets Authority has been ordered by the government prioritise “investment, innovation and g... Read more
Powers Proposed For FCA To Implement UK Retail Disclosure Framework
Markets - Published date: .
The government has published a draft statement to provide the Financial Conduct Authority new powers to construct and ... Read more
Draft Regulations Offer FCA Powers To Restrict Short Selling In 'exceptional Circumstances'
Markets - Published date: .
HM Treasury’s short selling regulations policy note has revealed the Financial Conduct Authority is set to receive p... Read more
Financial Services Industry Bodies Call For Greater Clarity On FCA D&I Proposals
Markets - Published date: .
Financial services industry bodies have welcomed the diversity and inclusion proposals introduced by the UK’s financ... Read more
FCA: Firms Have 'further To Go' To Meet Upcoming ESG Labelling Regulation
Markets - Published date: .
The Financial Conduct Authority has determined there is still a notable amount of progress to be made by fund managers... Read more
Morgan Stanley's Wealth Management Arm Under Scrutiny By Federal Reserve - Reports
Markets - Published date: .
The US Federal Reserve is looking into Morgan Stanley’s wealth management arm, with a focus on identifying whether t... Read more
FCA Takes Aim At Wealth Managers Over High-risk And High-fee Products
Markets - Published date: .
The Financial Conduct Authority has slammed wealth management and stockbroking firms over practices that the regulator... Read more
UK To Outline Regulatory Rules For ESG Ratings Industry As Early As January 2024
Markets - Published date: .
The UK Treasury is set to outline the regulatory regime for ESG ratings providers at the start of next year. Read more
FCA Issues Guidance For Crypto Marketing
Markets - Published date: .
The Financial Conduct Authority has released guidance for crypto firms to support them complying with the newly introd... Read more
Former FCA Chair Slams Proposed Crypto Regulation From Government
Markets - Published date: .
Charles Randell, former chair of the Financial Conduct Authority, has strongly criticised the proposed cryptocurrency ... Read more
Industry Bodies Agree Standardised Responsible Investment Definitions
Markets - Published date: .
The CFA Institute, the UN Principles for Responsible Investment body and the Global Sustainable Investment Alliance ha... Read more
FCA Warns 'top Priority' Consumer Duty 'not Once And Done' Event
Markets - Published date: .
The Consumer Duty remains the Financial Conduct Authority’s ‘top priority’ and adherence will be closely monitor... Read more
Scottish Mortgage Welcomes FCA Review Into Private Markets Valuations
Markets - Published date: .
Scottish Mortgage has welcomed the Financial Conduct Authority’s review into private markets valuations, as the inve... Read more
