FCA
Deep Dive: Can The UK Be An IPO Hub?
Markets - Published date: .
The state of UK capital markets has been described as “significantly concerning” by several industry players, dama... Read more
Woodford Investors Urged To Join Lawsuit Against Hargreaves Lansdown
Markets - Published date: .
Claims firm RGL Management has called on investors in the former Woodford Equity Income fund (WEIF) to join its legal ... Read more
FCA-convened Industry Group Unveils Code Of Conduct For ESG Ratings And Data Providers
Markets - Published date: .
The International Regulatory Strategy Group (IRSG) and International Capital Markets Association (ICMA) have unveiled ... Read more
Former FCA Chair Randell Joins Line-up Of Ten City Advisers To Labour Party
Markets - Published date: .
The former chair of the Financial Conduct Authority Charles Randell has reportedly joined a list of ten City heavyweig... Read more
National Audit Office Finds 'significant Delay' In FCA Regulatory Action
Markets - Published date: .
The National Audit Office (NAO) has found “significant delays” between the identification of issues in financial s... Read more
London Capital & Finance Scars Raise Risk Concerns Over LTAFs Among MPs
Markets - Published date: .
The Treasury Committee has raised a series of concerns regarding the development and promotion of Long-Term Asset Fund... Read more
FCA: Investment Firms Fall Short Of Consumer Duty Vulnerability And Data Sharing Requirements
Markets - Published date: .
The Financial Conduct Authority said it is “disappointed” by the way some consumer investment firms have been appl... Read more
Remaining Woodford Fund Assets Shrink 40% Since Last Distribution Revealed
Markets - Published date: .
The remaining assets of the former Woodford Equity Income fund have shrunk 40% since the fifth capital distribution wa... Read more
FCA Sets Out Proposals To Increase Liquidity Requirements For Money Market Funds
Markets - Published date: .
The Financial Conduct Authority has set out plans to significantly increase the liquidity requirements of money market... Read more
Harcus Parker Accuses FCA Of 'inaccurate Summary' Regarding Potential Third Party Woodford Claims
Markets - Published date: .
Harcus Parker, a law firm representing around 7,500 investors in the former Woodford Equity Income fund, has accused t... Read more
Allfunds Receives UK Regulatory Authorisation
Markets - Published date: .
Allfunds has been authorised to operate as a Third Country Branch in the UK, bringing the platform under the dual regu... Read more
Harcus Parker Urges Woodford Investors To Vote Against 'bad Deal'
Markets - Published date: .
Law firm Harcus Parker has called on Woodford investors to vote against the redress scheme proposed by Link Fund Solut... Read more
UK Funds Given Approval To Begin Tokenisation Efforts
Markets - Published date: .
UK funds have been given approval to develop tokenisation, the new Technology Working Group of the government's Asset ... Read more
Hundreds Of Investors Call For Probe Into FCA's Handling Of Woodford Saga - Reports
Markets - Published date: .
The chair of the all-party parliamentary group (AAPG) on banking and fairer financial services has drafted a letter ca... Read more
Powers Proposed For FCA To Implement UK Retail Disclosure Framework
Markets - Published date: .
The government has published a draft statement to provide the Financial Conduct Authority new powers to construct and ... Read more
Draft Regulations Offer FCA Powers To Restrict Short Selling In 'exceptional Circumstances'
Markets - Published date: .
HM Treasury’s short selling regulations policy note has revealed the Financial Conduct Authority is set to receive p... Read more
FCA: Firms Have 'further To Go' To Meet Upcoming ESG Labelling Regulation
Markets - Published date: .
The Financial Conduct Authority has determined there is still a notable amount of progress to be made by fund managers... Read more
FCA Issues Guidance For Crypto Marketing
Markets - Published date: .
The Financial Conduct Authority has released guidance for crypto firms to support them complying with the newly introd... Read more
Former FCA Chair Slams Proposed Crypto Regulation From Government
Markets - Published date: .
Charles Randell, former chair of the Financial Conduct Authority, has strongly criticised the proposed cryptocurrency ... Read more
FCA Removes Cap On Bankers' Bonuses To Mixed Reactions
Markets - Published date: .
UK regulators have moved to scrap the cap on bankers’ bonuses from the end of this month, following ten months of ex... Read more